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SIGNiX Blog

Powerfully Productive. Digital Signatures.

Mastering FINRA Audits: Your Guide to Preparedness
Mastering FINRA Audits: Your Guide to Preparedness

In today's dynamic financial landscape, e-signatures have become a cornerstone technology, revolutionizing how financial...

The Quest for Tomorrow's Affluent Clients Starts Today
The Quest for Tomorrow's Affluent Clients Starts Today

Originally posted by Financial Services Institute Take a look around: the faces—and needs—of the affluent population are...

VIDEO: Advisors Need to Get Creative to Meet Boomers' Needs
VIDEO: Advisors Need to Get Creative to Meet Boomers' Needs

Most of your clients probably have a picture of retirement that goes something like this—golf, beaches, vacations, relax...

STUDY: Financial Advisors See Payoffs for Switching Firms
STUDY: Financial Advisors See Payoffs for Switching Firms

Fidelity has just released its second annual “Insights on Independence” study, and the results show that financial advis...

Broker-Dealers Weigh Options for Adopting New Technologies
Broker-Dealers Weigh Options for Adopting New Technologies

The broker-dealer industry is quickly transforming to become a technology-driven sector. According to a TechLeaders Surv...

Regulators Fine Broker-Dealer $100k for Email Monitoring Lapses
Regulators Fine Broker-Dealer $100k for Email Monitoring Lapses

A brokerage firm in Ohio has agreed to pay a $100,000 fine for sending emails to some of its clients promoting high-risk...

The Smart Way to Adopt Cloud Technology for Broker-Dealers
The Smart Way to Adopt Cloud Technology for Broker-Dealers

Though the worst of the recession seems to be behind us, growth opportunities for broker-dealers are still hard to come ...

Top four technologies to help the financial sector go paperless
Top four technologies to help the financial sector go paperless

If you’ve ever worked at a financial business, you probably already know the benefits of going paperless: it’s good for ...