Digital Signature Blog

News, tips, and trends regarding digital signatures in demanding industries.

Posts about financial advisor electronic signature:

Are Electronic Signatures SEC/FINRA Compliant for Financial Advisors?

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Emily Maxie 8/21/13 9:41 AM
Are Electronic Signatures SEC/FINRA Compliant for Financial Advisors?

Electronic signatures have been considered legal in the United States since 2000. But financial advisors also have to worry about complex compliance issues. Broker-dealers thinking of adopting electronic signatures need to ensure that the technology they choose is SEC/FINRA compliant.